* US Global Investment Bank
* Fast-paced work environment
* Dynamic work culture
* Fast-paced work environment
* Dynamic work culture
Our client is one of the largest investment bank in the world that offers investment management, securities, asset management, prime brokerage, and securities underwriting.
As a member of the Rolling Review team, the individual will specialize in the review of AML/KYC information on file of existing institutional clients. The individual will work directly with our clients, sales and operational partners in a fast paced environment with precision and accuracy. The ability to prioritize, meet deadlines and communicate to all levels of the organization, including sales, legal and compliance, is critical. Having a client service mindset is crucial as the role requires significant correspondence with clients.
Responsibilities
* Ensure due diligence is performed on existing clients to comply with AML/KYC regulations
* Develop expertise in the Firm's Anti Money Laundering/Customer Identification due diligence policies and process
* Engage clients and internal business teams to obtain relevant AML information and documentation
* Ensuring all communications are of the highest professional standard to maintain client service excellence
* Timely and effective escalation of potential relationship issues and devising possible resolutions
* Take responsibility for delivering against committed timelines
* Participate in regular meetings with the program team to maintain clarity around workflow, understand changes to AML/KYC regulations and develop required reporting metrics
* Develop expertise in the Firm's Anti Money Laundering/Customer Identification due diligence policies and process
* Engage clients and internal business teams to obtain relevant AML information and documentation
* Ensuring all communications are of the highest professional standard to maintain client service excellence
* Timely and effective escalation of potential relationship issues and devising possible resolutions
* Take responsibility for delivering against committed timelines
* Participate in regular meetings with the program team to maintain clarity around workflow, understand changes to AML/KYC regulations and develop required reporting metrics
Qualifications
* Bachelor's degree in Banking & Finance or equivalent
* Minimum 1-3 years' of relevant experience working in the financial industry
* Experience in liaising with clients directly and business contacts on a global basis
* Experience of AML requirements either via a Client On-boarding role or experience on a similar role for hedge funds, private corporations, etc.
* Excellent communication skills, in both written and verbal form.
* Confidence to deal professionally and persuasively with clients
* Strong analytical and problem solving skills
* Proficiency in Microsoft Office e.g. Outlook, Word, Excel, PowerPoint, etc.
* Ability to work in a dynamic environment and changing requirements
* Excellent organizational skills with strong attention to detail
* Proven ability to work well in a global team environment
* Minimum 1-3 years' of relevant experience working in the financial industry
* Experience in liaising with clients directly and business contacts on a global basis
* Experience of AML requirements either via a Client On-boarding role or experience on a similar role for hedge funds, private corporations, etc.
* Excellent communication skills, in both written and verbal form.
* Confidence to deal professionally and persuasively with clients
* Strong analytical and problem solving skills
* Proficiency in Microsoft Office e.g. Outlook, Word, Excel, PowerPoint, etc.
* Ability to work in a dynamic environment and changing requirements
* Excellent organizational skills with strong attention to detail
* Proven ability to work well in a global team environment
Interested candidates please submit your CV to Raymond.De.Amboy@peoplebank.asia or apply online.
EA Registration No: R1219081
EA Licence: 08C5248
EA Licence: 08C5248
EA Licence: 08C5248
