Compliance Analyst

Job Title: Compliance Analyst
Contract Type: Contract
Location: Singapore, Singapore
Salary: Negotiable
Reference: 196597_1563166175
Contact Name: Neha Sharma
Contact Email:
Job Published: July 15, 2019 12:49

Job Description

Overview of business area or project:

You will be part APAC First Line of Defense Support (FLDS), in Singapore. The key responsibility of the Team is to support the front office to write and review the client's source of wealth to ensure plausibility and to check for appropriate level of corroboration and evidence to identify the client's original source of funds and wealth growth.

Key Responsibilities

The role includes the following core challenges:

  • You will be required to review information from multiple sources to ensure complete and consistent information across the client profile
  • To follow up with the relationship managers where additional information or clarifications are requiring and support them by ensuring the final write up meets the internal requirements
  • You will accurately record the source of wealth information, and your assessment of the plausibility, with the supporting documents into the template and archive within the system
  • You will provide transparency and oversight to senior management to ensure cases are reviewing a completed in a timely manner and any issues are identified early.

Essentials Skills and Qualifications:

  • KYC knowledge in SoW is preferred.
  • Knowledge of MAS regulations is preferred.

Desired Skills and Qualifications:

  • A critical mindset and strong analytical skills - ability to understand complex information and to apply logical reasoning to assessment if that information makes sense
  • Fast learner - the ability to pick up new information quickly and assimilate information from multiple sources
  • Effective communication and stakeholder-management skills, particularly in the ability to liaise with relationship manager and compliance
  • Strong attention to details to ensure that all items are accurately recorded for a robust audit trail
  • Good organizational and time management skills, including the ability to prioritize tasks
  • KYC knowledge an understanding of Source of Wealth is preferred
  • Private Banking background is an advantage, but not mandatory (subject to the overall skills of the candidate)
  • Knowledge of MAS regulations is desirable.

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