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Regulatory Compliance Officer (MNC Bank)

Job Title: Regulatory Compliance Officer (MNC Bank)
Contract Type: Contract
Location: Singapore
Industry:
Salary: Negotiable
Reference: 241575_1638323489
Contact Name: Chevelle Tan
Contact Email: chevelle.tan@peoplebank.com.au
Job Published: December 02, 2021 16:14

Job Description

Regulatory Compliance Officer (MNC Bank)

  • 9 months contract, possibility for conversion
  • Central

The Client

  • MNC Bank

The Opportunity
The Candidate will lead the APAC Market Conduct rules mapping project

  • Support identification of conduct regulations applicable to the Markets Trading and Sales businesses
  • Support stakeholders in determining the controls required to demonstrate adherence to applicable regulations
  • Provide robust challenge to stakeholders on conduct risks and related controls associated with regulations
  • Provide conduct risk and control subject matter expertise to stakeholders across all three lines of defence
  • Maintain stakeholder relationships across Front Office, Independent Compliance Risk Management and Internal Audit

Your Background

  • Degree in Banking/Finance or demonstrated skill/experience in the relevant field
  • At least 8 years experience in Regulatory or Compliance roles with a track record of delivery including at least 3 years either in the business or business support or control functions
  • The candidate will require extensive experience within a markets business and have an acute understanding of the key controls issues and possible areas of ethical conflicts in order to effectively address these.
  • Subject matter expertise in country regulations impacting Markets products
  • Understanding of conduct risks, and related controls, associated with trading and sales activities
  • Experience of working on regulation implementation and conduct risk remediation programmes preferred
  • Strong attention to detail, with an ability to contribute to informing direction for remediation
  • Understanding of risk management practices, including risk identification and control evaluation
  • Experience of executing complex projects to challenging timelines and to meet regulatory expectations

Interested parties please click "Apply Now" or contact Chevelle (EA Reg no: R1762272) at chevelle.tan@peoplebank.asia


Peoplebank Singapore Pte Ltd, EA Licence Number: 08C5248

EA Licence: 08C5248