Regulatory Compliance Officer (MNC Bank)
- 9 months contract, possibility for conversion
- Central
The Client
- MNC Bank
The Opportunity
The Candidate will lead the APAC Market Conduct rules mapping project
- Support identification of conduct regulations applicable to the Markets Trading and Sales businesses
- Support stakeholders in determining the controls required to demonstrate adherence to applicable regulations
- Provide robust challenge to stakeholders on conduct risks and related controls associated with regulations
- Provide conduct risk and control subject matter expertise to stakeholders across all three lines of defence
- Maintain stakeholder relationships across Front Office, Independent Compliance Risk Management and Internal Audit
Your Background
- Degree in Banking/Finance or demonstrated skill/experience in the relevant field
- At least 8 years experience in Regulatory or Compliance roles with a track record of delivery including at least 3 years either in the business or business support or control functions
- The candidate will require extensive experience within a markets business and have an acute understanding of the key controls issues and possible areas of ethical conflicts in order to effectively address these.
- Subject matter expertise in country regulations impacting Markets products
- Understanding of conduct risks, and related controls, associated with trading and sales activities
- Experience of working on regulation implementation and conduct risk remediation programmes preferred
- Strong attention to detail, with an ability to contribute to informing direction for remediation
- Understanding of risk management practices, including risk identification and control evaluation
- Experience of executing complex projects to challenging timelines and to meet regulatory expectations
Interested parties please click "Apply Now" or contact Chevelle (EA Reg no: R1762272) at chevelle.tan@peoplebank.asia
Peoplebank Singapore Pte Ltd, EA Licence Number: 08C5248
EA Licence: 08C5248
