* US Global Investment Bank
* Fast-paced work environment
* Dynamic work culture
* Fast-paced work environment
* Dynamic work culture
Our client is one of the largest investment bank in the world that offers investment management, securities, asset management, prime brokerage, and securities underwriting.
The team is responsible for advising ultra-high net worth individuals on strategies to build and protect their financial assets through customized advice and services.
Responsibilities
* Understand the different client account structures and legal documentation required to establish new accounts
* Review the accuracy and completeness of account documentation and all required signatures have been obtained
* Ensuring organizational documents are obtained in accordance with firm policy and regulatory requirements
* Perform data input into the system for proper account set up
* Ensure suitability review has been completed
* Identify red flags at client onboarding stage
* Partner with AML Compliance to ensure new policies and regulations are fully implemented within Global PWM
* Be vigilant in due diligence reviews of new client screening for AML & Know Your Client requirements
* Request products (options, margin, etc.) for the respective PWM client accounts
* Ensure downstream systems correctly recognize approved products and services, including Cash products, Client Statement and Performance reporting
* Resolve issues through coordination with PWM Teams, PWM Compliance, PWM Legal
* Ensure the updated documentations are properly stored into the central documents depository for completeness
* Continuously identify and implement process improvements.
* Review the accuracy and completeness of account documentation and all required signatures have been obtained
* Ensuring organizational documents are obtained in accordance with firm policy and regulatory requirements
* Perform data input into the system for proper account set up
* Ensure suitability review has been completed
* Identify red flags at client onboarding stage
* Partner with AML Compliance to ensure new policies and regulations are fully implemented within Global PWM
* Be vigilant in due diligence reviews of new client screening for AML & Know Your Client requirements
* Request products (options, margin, etc.) for the respective PWM client accounts
* Ensure downstream systems correctly recognize approved products and services, including Cash products, Client Statement and Performance reporting
* Resolve issues through coordination with PWM Teams, PWM Compliance, PWM Legal
* Ensure the updated documentations are properly stored into the central documents depository for completeness
* Continuously identify and implement process improvements.
Qualifications
* Bachelor's degree in Banking & Finance or equivalent
* 1+ years financial industry experience (AML or other Client Onboarding Regulatory experience a plus)
* Highly motivated and results orientated
* Have a high level of self-initiative to challenge and improve processes
* Strong understanding of risk and control framework in operations
* Has strong interpersonal skills to establish Business and Federations relationships
* Able to manage multiple tasks or projects and manage deadlines effectively
* Strong team player who is able to work under pressure
* 1+ years financial industry experience (AML or other Client Onboarding Regulatory experience a plus)
* Highly motivated and results orientated
* Have a high level of self-initiative to challenge and improve processes
* Strong understanding of risk and control framework in operations
* Has strong interpersonal skills to establish Business and Federations relationships
* Able to manage multiple tasks or projects and manage deadlines effectively
* Strong team player who is able to work under pressure
Interested candidates please submit your CV to raymond.de.amboy@peoplebank.asia or apply online
Interested parties please click "Apply Now" or send your CV directly to Raymond De Amboy (EA Reg no: R1219021) at Raymond.deamboy@peoplebank.asia.
Peoplebank Singapore Pte Ltd, EA Licence Number: 08C5248.
